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Chapter 3- DEMOCRACY, GOVERNMENT & PUBLIC PARTICIPATION

Structures of national government and public participation

The different branches of government at national level provide different opportunities for public participation. The following section firstly looks at the structures of national government and secondly at the possibilities for public participation within these structures.

Structures of national government

The executive branch

The executive branch is responsible for the day-to-day running of the country. These are some of the functions of the executive:

  • to initiate laws and policy
  • to carry out laws passed by parliament
  • to carry out policies
  • to co-ordinate the functions of the government departments and administrators
  • to plan, monitor and evaluate government programmes

Key role-players and structures in the executive

It is important to know what structures exist as they can be useful as a point of entry for your lobbying action.

The President, Cabinet and Deputy Ministers are called the Executive y. The head of state is the President and he/she leads the Cabinet. The President is elected by the National Assembly from among its members, and leads the country, in accordance with the Constitution and the law.

The key role-players in the executive that may play a role in formulating policy or drafting law will be:

  • Head of state
  • Deputy-head of state
  • Heads of ministries who are in charge of different government departments
  • Inter-departmental committees

Often policy will cut across a number of ministries and departments. Inter-departmental committees are set up, using representatives from different departments, to deal with the policy as a whole. For example, in the case of delivery of water, this may involve the department of water affairs, environmental affairs, tourism, finance and local government affairs. In 2009 Cabinet identified the priorities of government and adopted a new approach to planning and monitoring called the Outcomes Approach. – under the Minister of Performance Monitoring and Evaluation in the Presidency.

12 Outcomes were adopted by Cabinet as follows:

The legislative branch

The legislative branch of government has the following functions:

  • to develop and pass laws
  • to contribute to developing policy
  • to act as a watchdog on the activities of government institutions in the executive

The legislature consists of national parliament which is made up of different structures, for example, a National Assembly, National Council of Provinces (NCOP) and various parliamentary committees. These are the key structures that you can lobby in the legislature:

Parliamentary committees

The national parliament usually divides the members of parliament into small groups which focus on specific areas of governance. These smaller groups are called parliamentary or portfolio committees. The main role of the portfolio committees is to -

  • make sure that issues and new bills are properly debated and looked at carefully
  • allow members of parliament to become specialized in a particular field of interest, such as defence or agriculture
  • provide a forum where the public can interact with parliament and government on specific issues and new bills
  • discuss and assess the activities of other government departments

At the time of writing, there were 36 portfolio committees in national parliament, one for each government department and several internal to Parliament. For example there are portfolio committees on correctional services, health and international relations and cooperation.

The parliamentary committees of the National Council of Provinces are called Select Committees. There are 14 select committees.

Other important role-players in the legislature include:

  • the speaker of parliament
  • the political party whips
  • the parliamentary committee chairpersons
  • the committee secretaries
  • political party caucuses and study groups (these are not open to the public but you can lobby key members before meetings to raise issues)

Public participation in the process of making laws and policies at national level

It is important to know how laws and policies are made as these processes provide opportunities for public participation

What is the difference between a law and a policy?

A law sets out standards, procedures and principles which must be followed. If a law is not followed, those responsible for breaking them can be taken to court.

A policy outlines what a ministry hopes to achieve and the methods and principles it will use to achieve them. It states the goals of the ministry. A policy document is not a law but it will often identify a need for new laws in order to be able to achieve its goals.

So, policy sets out the goals and planned activities of government but it needs laws to implement the policy. Laws, on the other hand, when they are being drafted, will be guided by the current policy.

All laws and policies are made in terms of the Constitution and may not contradict the rights embedded in the Constitution.

EXAMPLE

The difference between law and policy

A policy statement says: 'All citizens should have access to 15 litres of water a day'
The law says: 'The national government has the power to regulate the use, flow and control of all water'

Making new policy

This is a basic format to show the process of making new policy:

  1. The government identifies the need for, and drafts a new policy.
  2. Government identifies key issues
    The appropriate department will identify key issues that are relevant to the problem. This is done through research and consultation with people in the field.
  3. Government explores policy options. Once the department has explored the key issues, it will draw up a document outlining the key issues and give suggestions for solving the issues. This document is called a green paper or discussion document, and is open to the public for comment (typically for a few months)
  4. Government finalises the policy
    The Department and Ministry look at all the issues and options, decide which issues are important and how they intend to address these. They also take into account public comment on the green paper or discussion document. Cabinet will have to approve the government's final policy positions. The policy is then published as a white paper. The white paper often forms the basis of laws which have to be passed in order to give effect to the policy.

A SIMPLIFIED VERSION OF MAKING NEW POLICY

Policy stage
Institutions / role players

1.

Government decides it needs new policy Government department/clusters
  • executive
  • minister
  • advisors to the minister

2.

Government begins to identify key issues Government departments/clusters
  • departmental committees
  • advisory committees

3.

Government explores options

Government departments/clusters

  • departmental committees
  • advisory committees

4.

Finalising policy

Minister/s (dependant on which departments are responsible for a specific outcome)

  • government department/clusters
  • minister's advisors

When can you participate during the policy-making processes?

There are critical key moments in the policy and law-making process when it is best to lobby. These are linked to -

  • the stage in the process of developing policy or law
  • knowing the institution and person involved who has the power to make changes, etc

PARTICIPATING DURING THE POLICY-MAKING PROCESS

Policy stage
Institutions / role players
Opportunity for lobbying

1.

Government decides it needs new policy
  • government departments/clusters
  • cabinet committees
  • minister
  • advisors to the minister
  • media pressure
  • alert government the need for new policy it is considering
  • meet with ministers and advisors
  • alert parliament to need for new policy (via parliamentary committees)

2.

Government begins to identify key issues
  • government departments/clusters
  • departmental task forces
  • advisory committees
  • become part of advisory committees or task forces
  • meet with relevant departments
  • comment on discussion documents
  • attend workshops

3.

Government explores options
  • government departments/clusters
  • departmental task forces
  • advisory committees
  • comment on draft policy
  • meet with department
  • attend parliamentary hearings
  • attend workshops
  • media pressure

4.

Finalising policy
  • minister
  • government departments/clusters (upper level officials)
  • minister's advisors
  • comment on revised draft policy
  • meet with department of minister
  • lobby parliament
  • use media to stimulate public debate
Acknowledgement: Voices in Action: The Contact Trust

Making new laws

The job of drafting new laws is most often done by government departments. The government may decide they need new laws to achieve their objectives or to carry out policies that have been drawn up. A draft bill is a draft law that has not been passed by Parliament. 'Passed' means approved. An act is a law that has been passed by Parliament.

This is a summary of the basic steps for passing a law:

  1. A draft bill is drawn up. A bill can be introduced in the National Assembly by a Cabinet Minister or Deputy Minister, a parliamentary committee, or a member of the National Assembly. The draft bill can be made open to the public for comment. Once the public has made its comment the department will make any changes that they think are necessary.
  2. Minister tables the bill in parliament. The bill is given a number, for example, Bill 25 of 20101
  3. Parliament looks at the contents of the bill and sends it to a parliamentary portfolio committee for consideration.
  4. The parliamentary committee debates the bill. The parliamentary committee may ask the public for comment on the bill. They will then usually hold hearings for anyone to attend where they debate the bill. Once they have made any changes they must send their report back to parliament.
  5. Parliament votes on the bill. At least half the members of the National Assembly must vote in favour of the Bill for it to be approved. If there is no majority, the Bill is rejected.
  6. If the National Assembly has approved the Bill it gets sent to the National Council of Provinces (NCOP). The NCOP considers the Bill. It can approve, suggest changes or reject the Bill. If it approves the Bill, it refers it back to the National Assembly to be passed.

If the bill is about something that only the National Assembly can make law on:

The NCOP can approve the bill or suggest changes but the National Assembly decides what the Bill finally says. Each member of the NCOP has one vote, and a simple majority of members is needed to approve the Bill. (A simple majority means half the votes plus at least one vote must be for the Bill.) – called a Section 75 Bill

If the matter is one that provinces can make law on: (Section 76 Bill)

The NCOP can approve, suggest changes or reject the Bill. To approve the Bill, each province has one vote and at least five of the nine provinces must vote in favour of it.

If the NCOP suggests changes or rejects the bill and the National Assembly doesn't agree, the NCOP can refer the bill to a mediation committee to resolve any differences.

- The mediation committee consists of 9 members of the NCOP and 9 members of the National Assembly.
- If the mediation committee resolves the differences, it refers the bill to the National Assembly to be passed.
- If the National Assembly and NCOP still can't agree, then the National Assembly has to have a special vote to make the bill law. It will only become an act if it gets a two-thirds (66%) majority in the National Assembly.

  1. The NCOP may advertise public hearings on Bills where they ask for public comment. People can also send their written submissions to the NCOP.
  2. The National assembly passes the bill.
  3. Head of state signs the bill and it gets published in the Government Gazette. When this has happened, the bill becomes law and it is called an Act.

MAKING NEW LAWS: NATIONAL SPHERE

PROCESS STAGE
INSTITUTIONS / ROLE PLAYERS

1.

BILL TABLED IN PARLIAMENT PARLIAMENT
  • minister

2.

REFERRED TO PARLIAMENTARY COMMITTEE PARLIAMENTARY COMMITTEE
  • government department
  • the public

3.

COMMITTEE DEBATES BILL PARLIAMENTARY COMMITTEE
  • department / ministry
  • the public

4.

DEBATE AND VOTE ON BILL MINISTER
  • government department
  • minister's advisors

5.

In the case of a Section 76 Bill, BILL REFERRED TO NCOP FOR DEBATE - approves, suggests, changes, rejects NCOP

6.

BILL GOES BACK TO NATIONAL ASSEMBLY - changes implemented, bill passed
Parliament
PARLIAMENT

7.

BILL SENT TO HEAD OF STATE FOR SIGNATURE HEAD OF STATE'S OFFICE

When can you participate during the law-making process?

There are critical key moments in the law-making process when it is best to lobby. These are linked to -

  • the stage in the process of developing law
  • knowing the institution and person involved (who has the power to make changes, etc)

PARTICIPATING DURING THE LAW-MAKING PROCESS PARTICIPATING DURING THE LAW-MAKING PROCESS

LAW-MAKING STAGE INSTITUTION / ROLE PLAYERS OPPORTUNITY FOR INPUT
1 BILL TABLED IN PARLIAMENT
  • national assembly
  • minister
  • party whips
2 BILL REFERRED TO PARLIAMENTARY COMMITTEE WHICH HOLDS PUBLIC HEARINGS
  • parliamentary committee
  • department
  • written submissions
  • oral representations
  • informal lobbying
  • media pressure
3 COMMITTEE DEBATES BILL AND REFERS IT BACK TO PARLIAMENT
  • parliamentary committee
  • written comment
  • informal lobbying
  • oral submissions
  • media pressure
  • lobbying related structures
4

DEBATE AND VOTE ON BILL

  • parliament and NCOP
  • written comment
  • public hearings (NCOP)
  • media pressure
5 BILL SENT TO PRESIDENT'S OFFICE FOR
  • president's office
  • letter of objection
  • media
SIGNATURE

The following example summarizes the policy and legislative processes leading up to the passing of an Act of Parliament, the Water Management Act.

EXAMPLE

Summary of the policy and legislative processes leading up to passing the Water Management Act

2005

  • Technical study team appointed to review water management policy

2006

  • Green paper on an water management policy for South Africa published

2007

January

  • Deadline for comments (on green paper)

2007

January to July

  • Executive (Cabinet) approves broad policy principles of draft White paper
  • Draft White paper on water management policy published

2007

August

  • Deadline for written submissions (on White Paper)
  • Parliamentary committee briefed on draft White paper

2007

August to October

  • Parliamentary committee holds public hearings

2008

up to May

  • Draft white paper amended and adapted

2008

up to May

  • Executive (cabinet) approves final draft of White Paper

2008

May

  • Copy of draft bill sent to various government departments
  • Parliamentary committee (portfolio committee) briefed on draft bill

2008

July

  • Draft Water Management Bill published
  • Deadline for comments on draft bill

2008

August

  • Changes made to bill
  • Public hearings in parliament

2008

September

  • Parliamentary committee debates bill and refers bill to parliament
  • National Assembly passes bill

2008

September to October

  • Bill referred to National Council of Provinces
  • Passed by NCOP with amendments

2008

November

  • Parliamentary committee agrees to amendments
  • Refers bill to national assembly

2008

6th November

  • National assembly accepts changes
  • Refers bill to President's office

2008

27th November

President signs the bill and it is published in the Government Gazette
Acknowledgements to"Voices in Actions" published by The Contact Trust

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